ARK Innovation ETF
Portfolio Exposure & Concentration
Look-through constituent allocation & index mechanics (S47B)
Securities in fund basket
Combined weight of largest 10
Tesla Inc.
Active industry exposures
Top 25 Holdings — ARKK (S47B-01)
Statutory Form N-PORT authenticated portfolio weights with direct equity research bridge (S47B-04)
| # | Company / Security | Portfolio Weight | Equity Research |
|---|---|---|---|
| 1 | TSLATesla Inc. | 11.80% | Stock Dossier |
| 2 | ROKURoku Inc. | 8.50% | Stock Dossier |
| 3 | COINCoinbase Global Inc. Class A | 8.20% | Stock Dossier |
| 4 | PATHUiPath Inc. Class A | 6.40% | Stock Dossier |
| 5 | SQBlock Inc. Class A | 6.10% | Stock Dossier |
| 6 | SHOPShopify Inc. Class A | 5.80% | Stock Dossier |
| 7 | EXASExact Sciences Corp. | 5.20% | Stock Dossier |
| 8 | CRSPCRISPR Therapeutics AG | 4.80% | Stock Dossier |
| 9 | BEAMBeam Therapeutics Inc. | 3.80% | Stock Dossier |
| 10 | NTLAIntellia Therapeutics Inc. | 3.20% | Stock Dossier |
| 11 | TDOCTeladoc Health Inc. | 2.90% | Stock Dossier |
| 12 | TWSTTwist Bioscience Corp. | 2.60% | Stock Dossier |
| 13 | PACBPacific Biosciences of California | 2.40% | Stock Dossier |
| 14 | DNAGinkgo Bioworks Holdings | 2.10% | Stock Dossier |
| 15 | UUnity Software Inc. | 2.00% | Stock Dossier |
| 16 | RKLBRocket Lab USA Inc. | 1.90% | Stock Dossier |
| 17 | DKNGDraftKings Inc. Class A | 1.80% | Stock Dossier |
| 18 | HOODRobinhood Markets Inc. | 1.70% | Stock Dossier |
| 19 | PLTRPalantir Technologies Class A | 1.60% | Stock Dossier |
| 20 | ARCHArcturus Therapeutics | 1.50% | Stock Dossier |
| 21 | TXG10x Genomics Inc. Class A | 1.40% | Stock Dossier |
| 22 | NVTAInvitae Corporation | 1.10% | Stock Dossier |
| 23 | REKRRekor Systems Inc. | 1.00% | Stock Dossier |
| 24 | VERVVerve Therapeutics Inc. | 0.90% | Stock Dossier |
| 25 | RXRXRecursion Pharmaceuticals | 0.80% | Stock Dossier |
GICS 11-Sector Allocation (S47B-02)
Industry diversification across standard economic classifications
Portfolio Breakdown & Allocation Matrix
Multi-dimensional constituent classification sourced from SEC Form N-PORT and Issuer Fact Sheets (S48-Phase 2)
Sub-sector clusters reflect concentrated industry exposures beyond broad GICS sectors.
Market Cap Tier Breakdown (S47B-05)
Weighted capital size distribution of fund holdings
Look-Through Concentration Engine (S47B-03)
Calculates aggregate effective single-stock exposure across direct holdings & pooled ETFs
// Mathematical SSOT Formulation:
W_i = w_{direct, i} + ∑_f (a_f × w_{f,i})
Real-World Institutional Use-Case:
An investor holding 5% direct AAPL equity, plus 40% in VOO and 20% in QQQ, actually bears:
Vantage Portfolios look-through alerts eliminate hidden tech over-concentration and unintended double-exposure across multi-asset portfolios.